Alaska Insurance License Requirements InsuranceLicenseExpress.com

General Requirements:
All applicants are required to complete a prelicensing course from an authorized provider before taking the insurance exam. This requirement does not apply to the industrial fire examination.

Qualifications
Please visit the Alabama Department of Insurance web site to see additional information: http://aldoi.org/Licensing/Prelicensing.aspx

The following qualifications are necessary in order to become an insurance producer. These requirements include, but are not limited to:
• Must be at least 18 years of age
• May not have committed any act that is a ground for a denial, suspension or revocation of license. See the following link for a complete list of what this includes: http://www.bama.ua.edu/~pmdpins/insgr.html
• Completing a prelicense course of study for the lines of authority for which the person is applying consisting of 40 classroom hours or equivalent of individual instruction on the general principles of insurance
• Successfully completing the examination for the lines of authority for which the individual has applied

Securities License Requirements

Any securities professional associated with a member firm-including partners, officers, directors, branch managers, department supervisors, and salespersons-must register with the Financial Industry Regulatory Authority (FINRA). The registration application requires information about the individual's prior employment and disciplinary history. FINRA prescribes two levels of qualification and registration:

• Registered representatives, generally sales personnel
• Principals, generally officers of the firm and other management personnel involved in the day-to-day operation of the firm's investment banking or securities business

As part of the registration process, securities professionals must pass examinations administered by FINRA to demonstrate competence in the areas in which they will work. These mandatory qualification examinations cover a broad range of subjects on the markets, as well as the securities industry and its regulatory structure, ensuring a minimum level of understanding and expertise. For additional information, you should consult with your broker-dealer management team. You may also visit FINRA's website for detailed information.