Arizona Insurance License Requirements
An insurance producer (formerly known as an insurance agent or insurance broker) is an individual or business authorized to sell, solicit or negotiate insurance. ARS § 20-281(5) . Click here to see available lines of license authority .
WHO MUST BE LICENSED
You can only sell, solicit or negotate a line of insurance in Arizona if you are licensed as an insurance producer for that line of authority . If you are involved in the sale, solicitation or negotation of insurance, you must be licensed as an insurance producer unless ( ARS § 20-283 ) ...
Arizona Candidate Handbook provides additional information regarding the examination procedures.
APPLICATION REQUIREMENTS (not an exhaustive list)
Not everyone qualifies for an insurance license. The Department can deny a license for any cause listed in Arizona Revised Statutes ("ARS") § 20-295 . You should review this statute before deciding to spend the time, effort and money to apply for a license. If you apply for a license, you must truthfully and completely answer questions asked on the application, and you may need to provide additional documentation.
Securities License Requirements
Any securities professional associated with a member firm-including partners, officers, directors, branch managers, department supervisors, and salespersons-must register with the Financial Industry Regulatory Authority (FINRA). The registration application requires information about the individual's prior employment and disciplinary history. FINRA prescribes two levels of qualification and registration:
As part of the registration process, securities professionals must pass examinations administered by FINRA to demonstrate competence in the areas in which they will work. These mandatory qualification examinations cover a broad range of subjects on the markets, as well as the securities industry and its regulatory structure, ensuring a minimum level of understanding and expertise. For additional information, you should consult with your broker-dealer management team. You may also visit FINRA's website for detailed information.