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Missouri Insurance License Requirements
Missouri Licensing Requirements
Applicants who wish to qualify as a Missouri resident insurance producer must:
Nonresident license requirements
If you are not a Missouri resident and wish to apply for a Missouri license, you should contact the Department to determine the appropriate procedures and requirements.
The chart below lists the information for the various license types:
For more information, contact the Missouri Department of Insurance, Financial Institutions, and Professional Registration at 573-751-4126 or visit their website: http://insurance.mo.gov/
Securities License Requirements
Any securities professional associated with a member firm-including partners, officers, directors, branch managers, department supervisors, and salespersons-must register with the Financial Industry Regulatory Authority (FINRA). The registration application requires information about the individual's prior employment and disciplinary history. FINRA prescribes two levels of qualification and registration:
As part of the registration process, securities professionals must pass examinations administered by FINRA to demonstrate competence in the areas in which they will work. These mandatory qualification examinations cover a broad range of subjects on the markets, as well as the securities industry and its regulatory structure, ensuring a minimum level of understanding and expertise. For additional information, you should consult with your broker-dealer management team. You may also visit FINRA's website for detailed information.