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Tennessee Insurance License Requirements
Anyone selling, soliciting or negotiating insurance in Tennessee is required to be licensed as an “Insurance Producer”.
The applicant must:
In addition, applicants must complete a prelicensing course through an approved provider for each line of insurance for which an insurance license is requested. (A list of approved providers can be found at www.tn.gov/commerce/insurance under Downloadable Reports).
The minimum number of hours for each line are:
Lines of Insurance Number of Hours
Securities License Requirements
Any securities professional associated with a member firm-including partners, officers, directors, branch managers, department supervisors, and salespersons-must register with the Financial Industry Regulatory Authority (FINRA). The registration application requires information about the individual's prior employment and disciplinary history. FINRA prescribes two levels of qualification and registration:
As part of the registration process, securities professionals must pass examinations administered by FINRA to demonstrate competence in the areas in which they will work. These mandatory qualification examinations cover a broad range of subjects on the markets, as well as the securities industry and its regulatory structure, ensuring a minimum level of understanding and expertise. For additional information, you should consult with your broker-dealer management team. You may also visit FINRA's website for detailed information.