Wyoming Insurance License Requirements InsuranceLicenseExpress.com

Wyoming Resident License Requirements

Applicants who would like to conduct insurance business as a resident producer in Wyoming must pass the appropriate examination and apply for/be granted a license by the Wyoming Insurance Department.

To qualify for a resident license, an applicant must:

• Be a resident of Wyoming.
• Be at least 18 years of age prior to sitting for the examination.
• Not have committed any act that is grounds for denial of a license pursuant to the Wyoming Insurance Code.
• Submit a completed uniform application that can be found at https://www.nipr.com/html/nrlWelcome.html.
• Pass the examination
• Pay the appropriate license fee.

Please visit the Wyoming Insurance Department website at: http://insurance.state.wy.us. for specific requirements regarding forms, fees and other application requirements.

Securities License Requirements

Any securities professional associated with a member firm-including partners, officers, directors, branch managers, department supervisors, and salespersons-must register with the Financial Industry Regulatory Authority (FINRA). The registration application requires information about the individual's prior employment and disciplinary history. FINRA prescribes two levels of qualification and registration:

• Registered representatives, generally sales personnel
• Principals, generally officers of the firm and other management personnel involved in the day-to-day operation of the firm's investment banking or securities business

As part of the registration process, securities professionals must pass examinations administered by FINRA to demonstrate competence in the areas in which they will work. These mandatory qualification examinations cover a broad range of subjects on the markets, as well as the securities industry and its regulatory structure, ensuring a minimum level of understanding and expertise. For additional information, you should consult with your broker-dealer management team. You may also visit FINRA's website for detailed information.